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First Progress Report: May 2006
Is the Alberta Government making progress on implementing the Auditor General's
recommendations for improving care and programs to seniors?

The Auditor General issued his damning report on continuing care in Alberta on May 9th 2005. Since then,
CITIZEN WATCH has been scanning for information on actions taken by the Alberta government to
implement the recommendations in that report ­ recommendations designed to provide better care and
improved accountability through consistent oversight and strict enforcement of health and
accommodation standards in all long term care settings (i.e. nursing homes and auxiliary hospitals, public
lodges and assisted living).

CITIZEN WATCH has developed this first progress report using relevant references found to date. As it
shows, our provincial government has done almost nothing about the Auditor General's sound proposals
for system and Ministry reform.

Given the Auditor General's findings indicating the urgent need for constructive action, why is the
provincial government stalling?

Auditor General's Recommendations to
The Department of Health and Wellness,
The Honourable Iris Evans
- May 2005 -



Summary of the Alberta Government's Progress Toward
Implementing the Auditor General's Recommendations

Level of Progress
Auditor General' Recommendations to
Health and Wellness, May 2005
0 1 2 3
1.
i Update the Basic Services Standards for services in long term care facilities





ii Implement a system to regularly review and update the Basic Service





Standards to ensure they remain current
2.
i Improve the system for monitoring the compliance of long-term care facilities





with the Basic Service Standards





ii Identify the information required from long-term care facilities to enable the

Departments and Authorities to monitor their compliance with legislation

3.
Assess the effectiveness of services in long-term care facilities





4.
Collect sufficient information about facility costs from Regional Health Authorities




and long term care facilities to make accommodation rate and funding decisions
5.
i Develop a long-term plan to meet future needs for services in long term-care




facilities





ii Report publicly on progress made towards goals in the plan
6.
Establish standards for care and housing services provided in assisted living and




other supportive living settings












Recommendation 1

i. Update the Basic Service Standards for services in long term care facilities [P. 7, 29]

ii. Implement a system to regularly review and update the Basic Service Standards to ensure they
remain current [P. 7, 29]

Response: AGREED

Excerpts from Submissions to the MLA Task Force on the
Continuing Care Health Service and Accommodation Standards

Alberta Medical Association (AMA)

"The draft document often treats standards as moving targets. If allowed, the erratic nature of such

discretionary targets will promote uneven, substandard care across the province."


" Because provision of appropriate care for assessed needs is the standards' intended outcome,

standards are the factors that must determine resource allocation ­ and not vice versa"

Alberta Gerontological Nurses Association (AGNA)

"General concerns about the draft standards focus on the vagueness of terminology in some areas,

and the lack of specifics around timelines, staffing levels and professional staff: resident ratios (staff

mix). -- A lack of specificity in the standards could lead to considerable variation between regions in

actual service provision, and potential risk to residents. -- Provincial standards for staffing levels,

hours of care, and staff mix are needed."

Alberta College of Pharmacists

"Proposed standards need to be strengthened and made clearer with more explicit performance

measures. -- Standards that have been proposed for medication/drug programs for seniors are

inadequate. They are immeasurable and deficient in providing clear expectations for administrators,

health professionals, and ancillary care providers."

Progress

The following information derives from the Alberta Budget 2006:
Alberta Finance Response to the Auditor General, March 22, 2006

http://www.finance.gov.ab.ca/publications/budget/budget2006/auditor.html

i. Standards for accommodation and health services provided in continuing care (including long-
term care facilities) have been drafted.

Implementation of the standards is planned beginning 2006-07.

ii. A review system will be created to ensure the standards are regularly updated.


Health Minister's Statement: "New health and accommodation service standards will be

implemented this year for all continui

ng care facilities and services. ... Whether those are
carried further in terms of legislati

on I cannot commit to at this time."

[Reference: Albe

rta Hansard, March 1, 2006]




Seniors Minister's Statement: "There is a large area of the standards, a number of

areas that we can certainly put into place without legislation."



[Reference: Alberta Hansard, April 24, 2006]





Recommendation 2

i. Improve the systems for monitoring the compliance of long-term care facilities with the Basic
Service Standards [P. 7, 31]

ii. Identify the information required from long-term care facilities to enable the Departments and
Authorities to monitor their compliance with legislation [P.9, 37]

Response: AGREED

Excerpts from Submissions to the MLA Task Force on the
Continuing Care Health Service and Accommodation Standards

Alberta Medical Association (AMA)
"Monitoring
Compliance: An improved and authoritative process for monitoring compliance with

provincial standards is needed, conducted by one body, without variation from region to region."

Alberta College of Pharmacists

"Standards respecting medication/drug programs for seniors must be prescriptive, measurable, and

enforceable. There must be a commitment to ongoing monitoring to improve performance and
compliance."

Progress

The following information derives from the Alberta Budget 2006:
Alberta Finance Response to the Auditor General, March 22, 2006

i. Health and Wellness "to establish effective, coordinated mechanisms for monitoring compliance
with health service and accommodation standards in long-term care facilities."


"Health and Wellness, through the 2006-09 three-year health plan process, will require all Regional
Health Authorities to have a monitoring and performance audit system to measure the compliance of
long-term care facilities to the Continuing Care Health Service Standards."

ii. NO INFORMATION COULD BE FOUND





























Recommendation 3

Assess the effectiveness of services in long-term care facilities [P.8, 34]

Response: AGREED

Excerpts from Submissions to the MLA Task Force on the
Continuing Care Health Service and Accommodation Standards

Alberta Medical Association (AMA)

"The implementation of (InterRAI)MDS, a well-recognized and more widely used set of quality

indicators and performance measures, responds to the need for standardized processes and tools

that assess medical as well as functional needs. This is to be applauded."

"Physician awareness and training ­ To date, there has been almost no communication with
physicians about the proposed implementation of MDS and how it may impact on physicians and the
care they deliver. This is an important issue, given that MDS is a more clinically oriented process.
Physicians should have input into determining quality indicators around medical care that will be
medically appropriate."

Alberta Gerontological Nurses Association (AGNA)

"As the InterRAI MDS will replace the long standing classification/case mix index system, information

is needed on the funding formula. Changing the standards for continuing care and including more

specifics regarding resident assessment and staff levels/mix will require increased funding to this
sector."


Progress

The following information derives from the Alberta Budget 2006:
Alberta Finance Response to the Auditor General, March 22, 2006

Health and Wellness and Regional Health Authorities "will implement the InterRAI system in long-term
care facilities. Health and Wellness began initial implementation on the InterRAI system in April 2005
with expected completion by 2007."






























Recommendation 4

Collect sufficient information about facility costs from Regional Health Authorities and long-term care
facilities to make accommodation rate and funding decisions [P. 9, 35]

Response: AGREED

Excerpts from Submissions to the MLA Task Force on the
Continuing Care Health Service and Accommodation Standards

Alberta Medical Association (AMA)

"Ministries and regional health authorities are ultimately responsible and accountable for delivering a

system that functions appropriately, and this entails appropriate allocation of resources to support
intended
outcomes."

Alberta College of Pharmacists

"It is not suffice to merely establish these standards, but to also ensure that systems and processes

for ongoing monitoring and improvement are adequately planned and funded. This is a provincial

responsibility that must not be lost through delegation to health regions."

Progress

The following information derives from the Alberta Budget 2006:
Alberta Finance Response to the Auditor General, March 22, 2006

"A mechanism to monitor costs associated with the provision of long-term care accommodation
services has been developed by Seniors and Community Supports. Operator expenditure patterns for
the 2004-05 fiscal year are being reviewed and based on the results of the analysis, recommendations
will be made for a rate adjustment. A revised template for a financial reporting system will be
developed in a phased-in approach by Health and Wellness, with the target date for the first phase of
implementation in 2006-07."






Recommendation 5

i. Develop a long-term plan to meet future needs for services in long-term care facilities [P.10, 39]

ii. Report publicly on progress made towards goals in the plan [P.10, 39]

Response: AGREED

Excerpts from Submissions to the MLA Task Force on the
Continuing Care Health Service and Accommodation Standards

Alberta Medical Association (AMA)

"There is a serious shortage of physicians trained in geriatrics. Need continues to outpace ability of

medical schools and programs to respond, and more capacity must be built into the system both to

train new providers and to give current providers access to long-term geriatric education."


"The need for higher staffing levels and skills for managing the increasing and complex needs of the

frail elderly will continue and must be addressed."

Alberta College of Pharmacists

"The appropriate use of drugs by geriatrics requires unique knowledge and skills. We agree that

specialized training should be funded and strongly recommend that pharmacists should be both

beneficiaries and providers of such training."


Progress

The following information derives from the Alberta Budget 2006:
Alberta Finance Response to the Auditor General, March 22, 2006

i. Health and Wellness "to develop a long-term plan to meet future service needs in long-term care
facilities. This will be achieved by Health and Wellness leading the development of a Health Policy
Framework and a Health System Service Plan in 2006."

ii. "Progress made toward the goals in the plan will be reported publicly."































Recommendation 6

Establish standards for care and housing services provided in assisted living and other supportive
living settings [P. 11, 45]

Response: AGREED

Alberta Medical Association (AMA)

"The draft document often treats standards as moving targets. If allowed, the erratic nature of such

discretionary targets will promote uneven, substandard care across the province."


" Because provision of appropriate care for assessed needs is the standards' intended outcome,

standards are the factors that must determine resource allocation ­ and not vice versa"

Alberta Gerontological Nurses Association (AGNA)

"General concerns about the draft standards focus on the vagueness of terminology in some areas,

and the lack of specifics around timelines, staffing levels and professional staff:resident ratios (staff

mix). -- A lack of specificity in the standards could lead to considerable variation between regions in

actual service provision, and potential risk to residents. -- Provincial standards for staffing levels,

hours of care, and staff mix are needed."

Alberta College of Pharmacists

"Proposed standards need to be strengthened and made clearer with more explicit performance

measures. -- Standards that have been proposed for medication/drug programs for seniors are

inadequate. They are immeasurable and deficient in providing clear expectations for administrators,

health professionals, and ancillary care providers."

Progress

The following information derives from the Alberta Budget 2006:
Alberta Finance Response to the Auditor General, March 22, 2006

Standards for accommodation and publicly funded health services provided in supportive living
facilities, including seniors lodges, have been drafted.

Implementation of the standards is planned beginning 2006-07.


Health Minister's Statement: "New heal

th and accommodation service standards will be
implemented this year for all continui

ng care facilities and services. ... Whether those are

carried further in terms of legislation I cannot commit to at this time."

[Reference: Alberta Hansard, March 1, 2006




Seniors Minister's Statement: "

There is a large area of the standards, a number of
areas that we can certain

ly put into place without legislation."

[Reference: Albe

rta Hansard, April 24, 2006]



















First Progress Report: May 2006
Is the Alberta Government making progress on implementing the Auditor General's
recommendations for improving care and programs to seniors?


Auditor General's Recommendations to
The Department of Seniors and Community Supports,
The Honourable Yvonne Fritz
- May 2005 -


Summary of the Alberta Government's Progress Toward
Implementing the Auditor General's Recommendations

Level of Progress
Auditor General's Recommendations to
Seniors and Community Supports, May 2005
0 1 2 3
6.
Establish standards for care and housing services provided in assisted living and other




supportive living settings
7. i (a) Update the Seniors Lodge Standards, and





(b) Implement a process to maintain them





ii Improve systems to monitor management bodies' compliance with the Seniors Lodge




Standards

8.
i Improve measures to assess the effectiveness of the Seniors Lodge Program





ii Obtain
sufficient
information periodically to set the minimum disposable income of





seniors used as a basis for seniors lodge rent charges

iii Improve processes for identifying the increasing care needs of lodge residents and





consider this information in the Department's plans for the Seniors Lodge Program
9.
i Improve measures to assess whether the Department is meeting the objectives of the





Alberta Seniors Benefit Program (ASB)

ii Obtain further information necessary to make income threshold, cash benefit and





supplementary accommodation benefit decisions for the Alberta Seniors Benefit
Program
(ASB)





















Recommendation 6

Establish standards for care and housing services provided in assisted living and other supportive
living settings [P. 11, 45]

Response: AGREED

Excerpts from Submissions to the MLA Task Force on the
Continuing Care Health Service and Accommodation Standards

Alberta Medical Association (AMA)

"The draft document often treats standards as moving targets. If allowed, the erratic nature of such

discretionary targets will promote uneven, substandard care across the province."


" Because provision of appropriate care for assessed needs is the standards' intended outcome,

standards are the factors that must determine resource allocation ­ and not vice versa"

Alberta Gerontological Nurses Association (AGNA)

"General concerns about the draft standards focus on the vagueness of terminology in some areas,

and the lack of specifics around timelines, staffing levels and professional staff:resident ratios (staff

mix). -- A lack of specificity in the standards could lead to considerable variation between regions in

actual service provision, and potential risk to residents. -- Provincial standards for staffing levels,

hours of care, and staff mix are needed."

Alberta College of Pharmacists

"Proposed standards need to be strengthened and made clearer with more explicit performance

measures. -- Standards that have been proposed for medication/drug programs for seniors are

inadequate. They are immeasurable and deficient in providing clear expectations for administrators,

health professionals, and ancillary care providers."

Progress

The following information derives from the Alberta Budget 2006:
Alberta Finance Response to the Auditor General, March 22, 2006

http://www.finance.gov.ab.ca/publications/budget/budget2006/auditor.html

Standards for accommodation and publicly funded health services provided in supportive living
facilities, including seniors lodges, have been drafted.

Implementation of the standards is planned beginning 2006-07


Health Minister's Statement: "New health and accommodation service standards will be

implemented this year for all continui

ng care facilities and services. ... Whether those are
carried further in terms of legislati

on I cannot commit to at this time."


[Reference: Alberta Hansard, March 1, 2006




Seniors Minister's Statement: "There is a large area of the standards, a number of

areas that we can certainly put into place without legislation."



[Reference: Alberta Hansard, April 24, 2006]












Recommendation 7

i. (a) Update the Seniors Lodge Standards, and [P.11, 48]

(b) Implement a process to maintain them [P. 11, 48]

ii. Improve systems to monitor management bodies' compliance with the Seniors Lodge
Standards [P. 11, 48]
Response: AGREED


Excerpts from Submissions to the MLA Task Force on the
Continuing Care Health Service and Accommodation Standards

Alberta Medical Association (AMA)
"Monitoring
Compliance: An improved and authoritative process for monitoring compliance with

provincial standards is needed, conducted by one body, without variation from region to region."

Alberta College of Pharmacists

"Standards respecting medication/drug programs for seniors must be prescriptive, measurable, and

enforceable. There must be a commitment to ongoing monitoring to improve performance and
compliance."

Progress

The following information derives from the Alberta Budget 2006:
Alberta Finance Response to the Auditor General, March 22, 2006

i. (a) "The Seniors Lodge Standards have been incorporated into the Alberta Continuing Care
Health Service and Accommodation Standards. To test the standards, the Ministry of Seniors has
conducted surveys in 30 lodges."

(b) "A process will be implemented to keep standards current."

ii. "A process for monitoring management bodies' compliance with the standards will be
implemented in 2006-07."




























Recommendation 8

i. Improve measures to assess the effectiveness of the Seniors Lodge Programs [P.12, 49]

ii. Obtain sufficient information periodically to set the minimum disposable income of seniors
used as a basis for seniors lodge rent charges [P.12, 49]

Response: AGREED in principle


iii. Improve processes for identifying the increasing care needs of lodge residents and consider
this information in its plans for the Seniors Lodge Programs [P. 12, 50]

Response: AGREED

Progress

The following information derives from the Alberta Budget 2006:
Alberta Finance Response to the Auditor General, March 22, 2006

i. "The Ministry will continue to monitor whether lodges are serving primarily low and moderate-
income seniors. Lodge surveys will continue to be used to measure the effectiveness of the
Senior Citizens Lodge Program in providing quality services."

ii. "The Ministry will continue to obtain information periodically to adjust, if necessary, the minimum
income of seniors used as a basis for seniors lodge rates."

iii. NO INFORMATION COULD BE FOUND




Recommendation 9

i. Improve
measures
to assess whether the Department is meeting the objective of the Alberta
Seniors Benefit Program (ASB) [P. 13, 55]

ii. Obtain further information necessary to make income threshold, cash benefit and supplementary
accommodation benefit decisions for the Alberta Seniors Benefit Program (ASB). [P. 13, 56]

Response: AGREED

Progress

The following information derives from the Alberta Budget 2006:
Alberta Finance Response to the Auditor General, March 22, 2006

i. NO INFORMATION COULD BE FOUND

ii. "In 2006-07 Seniors and Community Supports will look to improve and develop senior specific
model(s) and datasets to better identify seniors' financial needs and aid in the decision making
process."